| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIVN | Ordinary Shares | Options Exercise | $0 | +1.15K | +23.3% | $0.00 | 6.06K | Jun 12, 2021 | Direct | F1, F2 |
| transaction | LIVN | Ordinary Shares | Tax liability | -$44.1K | -539 | -8.89% | $81.79 | 5.53K | Jun 12, 2021 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LIVN | Restricted Stock Units | Options Exercise | $0 | -1.15K | -100% | $0.00* | 0 | Jun 12, 2021 | Ordinary Shares | 1.15K | Direct | F4, F5, F6 |
| Id | Content |
|---|---|
| F1 | Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. |
| F2 | This number reflects the total amount of securities beneficially owned following this reported transaction and includes the addition of one (1) share omitted from a previous Form 4 filing due to an administrative error. |
| F3 | The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| F4 | Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. |
| F5 | On June 12, 2017, reporting person was granted RSUs on subject to a four-year vesting schedule, the first vesting for which occurred on June 12, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. |
| F6 | This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |