Michael Rowe - Jun 16, 2021 Form 4 Insider Report for EYENOVIA, INC. (EYEN)

Role: Chief Operating Officer
Signature: /s/ Michael Rowe
Stock symbol: EYEN
Transactions as of: Jun 16, 2021
Transactions value $: $770,831
Form type: 4
Date filed: 6/17/2021, 09:22 AM
Previous filing: May 28, 2021
Next filing: Sep 13, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EYEN	Stock Options (right to buy)	Award	$771K	+128K		$6.01	128K	Jun 16, 2021	Common Stock	128K	$6.01	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	1. This stock option was granted by the Issuer's Board of Directors on January 30, 2021, subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the amendment to the Plan on June 16, 2021. One-third of the option becomes exercisable on January 30, 2022 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.

Content

1. This stock option was granted by the Issuer's Board of Directors on January 30, 2021, subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan (the "Plan"). The Issuer's stockholders approved the amendment to the Plan on June 16, 2021. One-third of the option becomes exercisable on January 30, 2022 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.