John Frederick Barrett - May 26, 2022 Form 4 Insider Report for Horizon Global Corp (HZN)

Role
Director
Signature
/s/ Paula Reno, Attorney-in-Fact
Stock symbol
HZN
Transactions as of
May 26, 2022
Transactions value $
$0
Form type
4
Date filed
5/31/2022, 07:07 PM
Previous filing
May 20, 2022
Next filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZN Common Stock Award $0 +33.3K $0.00 33.3K May 26, 2022 Direct F1
transaction HZN Common Stock Gift $0 -33.3K -100% $0.00* 0 May 26, 2022 Direct F2
transaction HZN Common Stock Gift $0 +33.3K +1.36% $0.00 2.48M May 26, 2022 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer.
F2 Mr. Barrett transferred 26,271 restricted stock units to Corre Opportunities Qualified Master Fund, LP, and 7,062 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
F3 Securities held by clients of Corre. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.