Corre Partners Management, LLC - Sep 9, 2021 Form 4 Insider Report for Horizon Global Corp (HZN)

Signature
/s/ Paula Reno, Attorney-in-Fact
Stock symbol
HZN
Transactions as of
Sep 9, 2021
Transactions value $
$134,826
Form type
4
Date filed
9/13/2021, 05:24 PM
Previous filing
Jun 21, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZN Common Stock Purchase $26.1K +3.63K +0.17% $7.20 2.12M Sep 9, 2021 See Footnote F1, F2
transaction HZN Common Stock Purchase $109K +15.1K +0.71% $7.19 2.13M Sep 10, 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.13 to $7.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2 The reported securities are directly owned by clients of Corre Partners Management, LLC ("Corre"). The securities may be deemed to be beneficially owned by Corre because Corre serves as the investment manager to each such client. Corre disclaims any beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the rage of $7.15 to $7.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Remarks:

Corre may be deemed to be a director by deputization for purposes of Section 16 under the Securities and Exchange Act of 1934 by virtue of the fact that John Barrett, Managing Partner of Corre, currently serves on the board of directors of the Issuer.