John Frederick Barrett - Jun 16, 2021 Form 4 Insider Report for Horizon Global Corp (HZN)

Role
Director
Signature
/s/ Paula Reno, Attorney-in-Fact
Stock symbol
HZN
Transactions as of
Jun 16, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 04:53 PM
Previous filing
May 17, 2021
Next filing
Sep 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZN Common Stock Award $0 +8.19K $0.00 8.19K Jun 16, 2021 Direct F1
transaction HZN Common Stock Gift $0 -8.19K -100% $0.00* 0 Jun 16, 2021 Direct F2
transaction HZN Common Stock Gift $0 +8.19K +0.39% $0.00 2.11M Jun 16, 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer.
F2 Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualifed Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
F3 Securities held by clients of Corre. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.