John Frederick Barrett - 16 Jun 2021 Form 4 Insider Report for Horizon Global Corp

Role
Director
Signature
/s/ Paula Reno, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
16 Jun 2021
Net transactions value
$0
Form type
4
Filing time
21 Jun 2021, 16:53:04 UTC
Previous filing
17 May 2021
Next filing
13 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZN Common Stock Award $0 +8,188 $0.000000 8,188 16 Jun 2021 Direct F1
transaction HZN Common Stock Gift $0 -8,188 -100% $0.000000* 0 16 Jun 2021 Direct F2
transaction HZN Common Stock Gift $0 +8,188 +0.39% $0.000000 2,114,333 16 Jun 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a grant of restricted stock units ("RSUs") as director compensation to John Barrett, a managing partner of Corre Partners Management, LLC ("Corre"). Mr. Barrett currently serves on the board of directors of the Issuer.
F2 Mr. Barrett transferred 6,418 restricted stock units to Corre Opportunities Qualifed Master Fund, LP, and 1,770 restricted stock units to Corre Horizon Fund, LP, clients of Corre, immediately following the grant thereof. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of securities held by Corre or its clients. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
F3 Securities held by clients of Corre. As a managing partner of Corre, the Reporting Person may be deemed to have beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.