Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | WHLR | Series D Cumulative Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 485K | $16.96 | See footnote | F1, F3, F6 | ||||||
holding | WHLR | Series D Cumulative Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 6.37K | $16.96 | See footnote | F1, F4, F6 | ||||||
holding | WHLR | Series D Cumulative Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 58.4K | $16.96 | See footnote | F1, F5, F6 | ||||||
holding | WHLR | Series B Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 117K | $40.00 | See footnote | F2, F3, F6 | ||||||
holding | WHLR | Series B Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 1.62K | $40.00 | See footnote | F2, F4, F6 | ||||||
holding | WHLR | Series B Convertible Preferred Stock | May 21, 2021 | Common Stock, $0.01 par value | 7.55K | $40.00 | See footnote | F2, F5, F6 |
Id | Content |
---|---|
F1 | Convertible at any time. |
F2 | Convertible at any time, but subject to mandatory conversion if the 20-trading day volume-weighted average closing price of the Common stock, $0.01 par value, exceeds $58. |
F3 | Shares are owned by Steamboat Capital Partners Master Fund, LP (Master), which owns 328, 828 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 187,375 shares of Series B Convertible Preferred Stock (Series B). Master has delegated investment discretion to Steamboat Capital Partners, LLC (IA). |
F4 | Shares are owned by Steamboat Capital Partners II, LP (II) which owns 4319 shares of Series D and 2597 shares of Series B. |
F5 | Shares are owned by certain accounts managed by IA, which own 39,601 shares of Series D and 12,087 shares of Series B. |
F6 | Steamboat Capital Partners GP, LLC (GP) is the general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 5 (the MA). Parsa Kiai (Kiai) is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in shares owned by Master and II and IA and Kiai may be deemed ot have a pecuniary interest in shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group, and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest. |