Joseph C. Tsai - 18 Mar 2026 Form 3 Insider Report for Alibaba Group Holding Ltd (BABA)

Role
Director
Signature
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Joseph C. Tsai
Issuer symbol
BABA
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 08:10:19 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tsai Joseph C Director 26/F TOWER ONE, TIMES SQUARE, 1 MATHESON STREET, CAUSEWAY BAY, HONG KONG /s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Joseph C. Tsai 18 Mar 2026 0001633999

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BABA Ordinary Shares 811,072 18 Mar 2026 Direct
holding BABA Ordinary Shares 1,280,000 18 Mar 2026 By spouse
holding BABA Ordinary Shares 113,539,168 18 Mar 2026 By corporation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 70,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement.
F2 Each restricted share unit represents a contingent right to receive one ordinary share.

Remarks:

This report does not include ordinary shares held by Joe and Clara Tsai Foundation Limited and Parufam Limited, which were reported in the Issuer's annual report on Form 20-F. The Reporting Person disclaims any pecuniary interest in, or beneficial owernship over, such ordinary shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.