ALAN S. LOWE - 12 Aug 2022 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Chief Executive Officer, Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
12 Aug 2022
Net transactions value
-$1,670,101
Form type
4
Filing time
16 Aug 2022, 18:40:07 UTC
Previous filing
17 May 2022
Next filing
24 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Award $0 +45,444 +41% $0.000000 157,423 12 Aug 2022 Direct F1
transaction LITE Common Stock Tax liability $833,775 -8,668 -5.5% $96.19 148,755 15 Aug 2022 Direct F2
transaction LITE Common Stock Sale $836,326 -8,809 -5.9% $94.94 139,946 15 Aug 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 14, 2019. 100% of the shares will vest on August 22, 2022.
F2 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.