| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LITE | Common Stock | Gift | $0 | -2.67K | -100% | $0.00* | 0 | Nov 18, 2021 | Direct | F1 |
| transaction | LITE | Common Stock | Gift | $0 | +2.67K | +7.58% | $0.00 | 37.8K | Nov 18, 2021 | Living Trust | F2 |
| transaction | LITE | Common Stock | Award | $0 | +2.62K | $0.00 | 2.62K | Nov 19, 2021 | Direct | F3 | |
| transaction | LITE | Common Stock | Sale | -$96.5K | -1.07K | -2.82% | $90.56 | 36.8K | Nov 19, 2021 | Living Trust | F2, F4, F5 |
| Id | Content |
|---|---|
| F1 | The reported transactions involved a gift of securities by the reporting person to the Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust, a living trust for which the reporting person's spouse is the trustee. |
| F2 | These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001. |
| F3 | Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan. |
| F4 | These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. |
| F5 | The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. |