Alan S. Lowe - Nov 15, 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Chief Executive Officer, Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Stock symbol
LITE
Transactions as of
Nov 15, 2021
Transactions value $
-$1,579,076
Form type
4
Date filed
11/17/2021, 05:18 PM
Previous filing
Nov 10, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability -$781K -8.67K -5.56% $90.06 147K Nov 15, 2021 Direct F1
transaction LITE Common Stock Award $2.39K +39 +0.03% $61.35 147K Nov 15, 2021 Direct F2
transaction LITE Common Stock Sale -$801K -8.81K -5.98% $90.90 138K Nov 17, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
F2 Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.