ALAN S. LOWE - 15 Nov 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Chief Executive Officer, Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
15 Nov 2021
Net transactions value
-$1,579,076
Form type
4
Filing time
17 Nov 2021, 17:18:22 UTC
Previous filing
10 Nov 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability $780,640 -8,668 -5.6% $90.06 147,236 15 Nov 2021 Direct F1
transaction LITE Common Stock Award $2,393 +39 +0.03% $61.35 147,275 15 Nov 2021 Direct F2
transaction LITE Common Stock Sale $800,829 -8,810 -6% $90.90 138,465 17 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
F2 Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.