Wajid Ali - 18 Aug 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
EVP & Chief Financial Officer
Signature
/s/ Judy G. Hamel as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
18 Aug 2021
Net transactions value
-$1,550,804
Form type
4
Filing time
20 Aug 2021, 20:49:03 UTC
Previous filing
17 Aug 2021
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale $534,682 -6,481 -8.4% $82.50 70,314 18 Aug 2021 Direct F1
transaction LITE Common Stock Tax liability $534,823 -6,295 -9% $84.96 64,019 19 Aug 2021 Direct F2
transaction LITE Common Stock Sale $481,298 -5,659 -8.8% $85.05 58,360 20 Aug 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
F3 The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.