Vincent Retort - Aug 10, 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role: EVP, Chief Operating Officer
Signature: /s/ Judy G Hamel as Attorney-in-Fact
Stock symbol: LITE
Transactions as of: Aug 10, 2021
Transactions value $: $0
Form type: 4
Date filed: 8/12/2021, 01:55 PM
Previous filing: May 17, 2021
Next filing: Aug 17, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LITE	Common Stock	Award	$0	+22.1K	+28.48%	$0.00	99.8K	Aug 10, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Content

Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.