Robin Vauth - Nov 16, 2023 Form 4 Insider Report for ENERGIZER HOLDINGS, INC. (ENR)

Signature
By: Melissa A. Nazzoli Attorney in Fact For: Robin Vauth
Stock symbol
ENR
Transactions as of
Nov 16, 2023
Transactions value $
-$128,665
Form type
4
Date filed
11/20/2023, 04:24 PM
Previous filing
Nov 16, 2023
Next filing
Nov 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENR Common Stock Options Exercise $0 +3.14K +67.12% $0.00 7.82K Nov 16, 2023 Direct
transaction ENR Common Stock Tax liability -$36.3K -1.12K -14.35% $32.36 6.7K Nov 16, 2023 Direct
transaction ENR Common Stock Sale -$92.4K -2.92K -43.57% $31.64 3.78K Nov 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENR Restricted Stock Unit Award 11/16/2020 Options Exercise $0 -3.14K -100% $0.00* 0 Nov 16, 2023 Common Stock 3.14K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares was made pursuant to a 10b5-1 adopted by the Reporting Person on February 28, 2023.
F2 RSEs and RSUs convert into common stock on a one-for-one basis.
F3 Restricted Stock Units vest and convert into shares of Energizer Common Stock three years from the date of grant if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.