Kinloch Gill III - Jun 17, 2021 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
EVP, CLO and Secretary
Signature
/s/ Kin Gill
Stock symbol
UPLD
Transactions as of
Jun 17, 2021
Transactions value $
-$354,000
Form type
4
Date filed
6/21/2021, 04:28 PM
Previous filing
May 10, 2021
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Sale -$216K -5.14K -6.6% $41.98* 72.7K Jun 17, 2021 Direct F1, F2
transaction UPLD Common Stock Sale -$136K -3.34K -4.6% $40.65* 69.4K Jun 18, 2021 Direct F3
transaction UPLD Common Stock Sale -$2.24K -55 -0.08% $40.71* 69.3K Jun 21, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to shareholder's 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.64 to $42.38, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.