Stefano Pessina - Nov 1, 2024 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role
Executive Chairman of Board, Director, 10%+ Owner
Signature
Benjamin S.J. Burman, attorney-in-fact
Stock symbol
WBA
Transactions as of
Nov 1, 2024
Transactions value $
-$183,883
Form type
4
Date filed
11/5/2024, 06:36 AM
Previous filing
Oct 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBA Common Stock, par value $0.01 per share Tax liability -$184K -19.4K -1.3% $9.46 1.47M Nov 1, 2024 Direct F1, F2
holding WBA Common Stock, par value $0.01 per share 145M Nov 1, 2024 By ASP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (right to buy) 263K Nov 1, 2024 Common Stock 263K $77.08 Direct F4
holding WBA Employee Stock Option (right to buy) 411K Nov 1, 2024 Common Stock 411K $82.46 Direct F5
holding WBA Employee Stock Option (right to buy) 505K Nov 1, 2024 Common Stock 505K $67.01 Direct F6
holding WBA Employee Stock Option (right to buy) 395K Nov 1, 2024 Common Stock 395K $79.90 Direct F7
holding WBA Employee Stock Option (right to buy) 420K Nov 1, 2024 Common Stock 420K $57.38 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition relating to the satisfaction of tax withholding obligations upon the vesting on November 1, 2024 of restricted stock award granted on November 1, 2021 in accordance with Rule 16b-3.
F2 Includes shares underlying restricted stock units issued in lieu of dividends on outstanding restricted stock units.
F3 Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
F4 The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan").
F5 The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F6 The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F7 The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
F8 The option vested with respect to 139,916 shares on November 1, 2020, with respect to a further 139,916 shares on November 1, 2021, and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.