Ornella Barra - 26 Oct 2022 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Signature
Benjamin S.J. Burman, attorney-in-fact
Issuer symbol
WBA
Transactions as of
26 Oct 2022
Net transactions value
-$297,929
Form type
4
Filing time
28 Oct 2022, 19:15:27 UTC
Previous filing
03 Nov 2021
Next filing
03 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBA Common Stock, par value $0.01 per share Award $0 +57,498 +27% $0.000000 274,370 26 Oct 2022 Direct F1, F2
transaction WBA Common Stock, par value $0.01 per share Tax liability $297,929 -8,390 -3.1% $35.51 265,980 26 Oct 2022 Direct F3
holding WBA Common Stock, par value $0.01 per share 1,718,000 26 Oct 2022 By OLB F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (right to buy) 84,466 26 Oct 2022 Common Stock 84,466 $84.68 Direct F5
holding WBA Employee Stock Option (right to buy) 140,844 26 Oct 2022 Common Stock 140,844 $82.46 Direct F6
holding WBA Employee Stock Option (right to buy) 161,506 26 Oct 2022 Common Stock 161,506 $67.01 Direct F7
holding WBA Employee Stock Option (right to buy) 133,333 26 Oct 2022 Common Stock 133,333 $79.90 Direct F8
holding WBA Employee Stock Option (right to buy) 141,806 26 Oct 2022 Common Stock 141,806 $57.38 Direct F9
holding WBA Employee Stock Option (right to buy) 139,233 26 Oct 2022 Common Stock 139,233 $34.04 Direct F10
holding WBA Employee Stock Option (right to buy) 139,405 26 Oct 2022 Common Stock 139,405 $47.32 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2019 under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan")
F2 Includes shares underlying restricted stock units issued in lieu of dividends (through October 28, 2022) on outstanding restricted stock units.
F3 Disposition relating to the satisfaction of tax withholding obligations upon the vesting of performance share award granted in accordance with Rule 16b-3.
F4 Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ("OLB"), which is 100% owned by the Reporting Person.
F5 The option vested with respect to 28,127 shares on November 1, 2016, with respect to a further 28,127 shares on November 1, 2017, and with respect to 28,212 shares on November 1, 2018, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F6 The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F7 The option vested with respect to 53,781 shares on November 1, 2018, with respect to a further 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F8 The option vested with respect to 44,399 shares on November 1, 2019, with respect to a further 44,400 shares on November 1, 2020, and with respect to 44,534 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F9 The option vested with respect to 47,221 shares on November 1, 2020 and with respect to a further 47,221 shares on November 1, 2021, and vests with respect to 47,364 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F10 The option vested with respect to 46,364 shares on November 1, 2021, and vests with respect to 46,365 shares on November 1, 2022 and with respect to 46,504 shares on November 1, 2023, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F11 The option vests with respect to 46,422 shares on November 1, 2022, with respect to a further 46,422 shares on November 1, 2023 and with respect to 46,561 shares on November 1, 2024, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.