Ornella Barra - Oct 19, 2021 Form 4 Insider Report for Walgreens Boots Alliance, Inc. (WBA)

Role
Chief Operating Officer, Int'l
Signature
Benjamin S.J. Burman, attorney-in-fact
Stock symbol
WBA
Transactions as of
Oct 19, 2021
Transactions value $
-$380,095
Form type
4
Date filed
10/21/2021, 05:52 PM
Previous filing
Sep 2, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WBA Common Stock, par value $0.01 per share Award $0 +46.3K +29.85% $0.00 201K Oct 19, 2021 Direct F1, F2
transaction WBA Common Stock, par value $0.01 per share Tax liability -$380K -7.92K -3.93% $48.01 194K Oct 19, 2021 Direct F2, F3
holding WBA Common Stock, par value $0.01 per share 1.72M Oct 19, 2021 By OLB F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WBA Employee Stock Option (right to buy) 84.5K Oct 19, 2021 Common Stock 84.5K $84.68 Direct F5
holding WBA Employee Stock Option (right to buy) 141K Oct 19, 2021 Common Stock 141K $82.46 Direct F6
holding WBA Employee Stock Option (right to buy) 162K Oct 19, 2021 Common Stock 162K $67.01 Direct F7
holding WBA Employee Stock Option (right to buy) 133K Oct 19, 2021 Common Stock 133K $79.90 Direct F8
holding WBA Employee Stock Option (right to buy) 142K Oct 19, 2021 Common Stock 142K $57.38 Direct F9
holding WBA Employee Stock Option (right to buy) 139K Oct 19, 2021 Common Stock 139K $34.04 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2018 under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan")
F2 Includes 2,320 shares underlying restricted stock units issued in lieu of dividends (through October 21, 2021) on outstanding restricted stock units.
F3 Disposition relating to the satisfaction of tax withholding obligations upon the settlement of performance share award granted in accordance with Rule 16b-3.
F4 Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ("OLB"), which is 100% owned by the Reporting Person.
F5 The option vested with respect to 28,127 shares on November 1, 2016, with respect to a further 28,127 shares on November 1, 2017, and with respect to 28,212 shares on November 1, 2018, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F6 The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F7 The option vested with respect to 53,781 shares on November 1, 2018, with respect to a further 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F8 The option vested with respect to 44,399 shares on November 1, 2019 and with respect to a further 44,400 shares on November 1, 2020, and vests with respect to 44,534 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F9 The option vested with respect to 47,221 shares on November 1, 2020, and vests with respect to a further 47,221 shares on November 1, 2021, and with respect to 47,364 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
F10 The option vests with respect to 46,364 shares on November 1, 2021, with respect to 46,365 shares on November 1, 2022, and with respect to 46,504 shares on November 1, 2023, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.