Quick Takeaways
- This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 10 Apr 2026, 16:24.
Quoteable Key Fact
"Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 10 Apr 2026."
Ownership activity is grounded in SEC Form 4 disclosures.
| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Pearson Mark | President and CEO, Director | C/O EQUITABLE HOLDINGS, INC., 1345 AVENUE OF THE AMERICAS, NEW YORK | /s/ Stella Lee as attorney-in-fact for Mark Pearson | 09 Apr 2026 | 0001512442 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Common Stock | Options Exercise | +25,813 | +3.2% | $23.18* | 839,996 | 08 Apr 2026 | Direct | F1, F2 | |
| transaction | EQH | Common Stock | Sale | $1,534,355 | -38,313 | -4.6% | $40.05 | 801,683 | 08 Apr 2026 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Employee Stock Option (right to buy) | Options Exercise | -25,813 | -19% | $0.000000* | 110,187 | 08 Apr 2026 | Common Stock | 25,813 | $23.18 | Direct | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. |
| F2 | Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan |
| F3 | This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. |
| F4 | Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. |