| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Pizzi Michael A. | Head Technology & Operations | C/O MORGAN STANLEY, 1585 BROADWAY, NEW YORK | /s/ Martin M. Cohen, Attorney-in-Fact | 13 Mar 2026 | 0001644151 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MS | Common Stock | Award | +16,432 | +12% | $0.000000* | 153,367 | 12 Mar 2026 | Direct | F1 | |
| transaction | MS | Common Stock | Tax liability | -7,900 | -5.2% | $160.89* | 145,467 | 12 Mar 2026 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Shares earned based on the Company's achievement of pre-established relative return on tangible common equity performance criteria with respect to one-half of the target performance stock unit award ("PSU Award") granted on January 18, 2023. |
| F2 | Shares withheld to satisfy taxes upon the conversion of the PSU Award described in footnote (1). |