Kathleen Elizabeth Johnson - 01 Mar 2026 Form 4 Insider Report for Lumen Technologies, Inc. (LUMN)

Reporting relationship: President & CEO, Director
Issuer ticker: LUMN
Reported as of: 01 Mar 2026
Net transaction value: -$12,197,710
SEC form: 4
Accepted by SEC: 03 Mar 2026, 16:53:51 UTC
Prior SEC filing: 05 Feb 2026
Next SEC filing: 11 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Meredith Hayes, as Attorney-in-Fact for Kathleen Elizabeth Johnson

Key filing fact

Kathleen Elizabeth Johnson filed Form 4 for Lumen Technologies, Inc. (LUMN) on 03 Mar 2026.

Key facts

This page summarizes Kathleen Elizabeth Johnson's Form 4 filing for Lumen Technologies, Inc. (LUMN).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 03 Mar 2026, 16:53.

Change

Previous filing in this sequence was filed on 05 Feb 2026.
Current net transaction value: -$12,197,710.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001831269 Primary reporting owner

Johnson Kathleen E

Relationship: President & CEO, Director
Address: 100 CENTURYLINK DRIVE, MONROE
Signature: /s/ Meredith Hayes, as Attorney-in-Fact for Kathleen Elizabeth Johnson
Signature date: 03 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LUMN transaction

Common Stock

Award

Transaction value: $0
Shares: +2,156,680
Change %: +25%
Price: $0.000000
Shares after: 10,719,262
Date: 01 Mar 2026
Ownership: Direct
Footnotes: F1

LUMN transaction

Common Stock

Tax liability

Transaction value: $12,197,710
Shares: -1,715,571
Change %: -16%
Price: $7.11
Shares after: 9,003,691
Date: 01 Mar 2026
Ownership: Direct
Footnotes: F2

LUMN transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -252,702
Change %: -2.8%
Price: $0.000000
Shares after: 8,750,989
Date: 01 Mar 2026
Ownership: Direct
Footnotes: F3

LUMN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,364,677
Date: 01 Mar 2026
Ownership: By Spousal Trust

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2027. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2029.

Footnote F2

Shares withheld to cover the taxes due upon the vesting of equity awards.

Footnote F3

Represents performance-based restricted shares or RSUs granted on May 18, 2023, which reflects the net amount after a portion were forfeited on March 1, 2026, for failing to achieve the three-year performance metrics and a portion were determined to exceed the applicable performance target.