Frederick Pollock - 01 Mar 2026 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Chief Investment Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol
GCMG
Transactions as of
01 Mar 2026
Net transactions value
-$465,742
Form type
4
Filing time
03 Mar 2026, 16:44:47 UTC
Previous filing
18 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pollock Frederick Chief Investment Officer C/O GCM GROSVENOR INC., 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO /s/ Burke Montgomery, Attorney-in-Fact 03 Mar 2026 0001680611

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +50,000 +7.1% 750,917 01 Mar 2026 Direct F1
transaction GCMG Class A Common Stock Options Exercise +50,000 +6.7% 800,917 01 Mar 2026 Direct F1
transaction GCMG Class A Common Stock Tax liability $465,742 -39,807 -5% $11.70 761,110 02 Mar 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -50,000 -50% $0.000000 50,000 01 Mar 2026 Class A Common Stock 50,000 Direct F1, F3
transaction GCMG Restricted Stock Units Options Exercise $0 -50,000 -33% $0.000000 100,000 01 Mar 2026 Class A Common Stock 50,000 Direct F1, F4
transaction GCMG Restricted Stock Units Award $0 +60,870 $0.000000 60,870 01 Mar 2026 Class A Common Stock 60,870 Direct F1, F5
transaction GCMG Restricted Stock Units Award $0 +150,000 $0.000000 150,000 01 Mar 2026 Class A Common Stock 150,000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
F3 Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026.
F4 Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026.
F5 Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
F6 Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.