Robert S. Lowenthal - 28 Jan 2026 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Director
Signature
/s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal
Issuer symbol
OPY
Transactions as of
28 Jan 2026
Net transactions value
$0
Form type
4
Filing time
29 Jan 2026, 16:48:48 UTC
Previous filing
09 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lowenthal Robert S Director OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK /s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal 28 Jan 2026 0001594628

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +35,505 +38% 129,608 28 Jan 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -75,000 -42% 105,000 28 Jan 2026 Class A non-voting common stock 75,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.