| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Walsh Paul V Jr | Director | 200 FLYNN RD., CAMARILLO | /s/Paul V. Walsh Jr. by Mark Lin under Power of Attorney dated October 6, 2023 (Copy On File) | 23 Jan 2026 | 0001362672 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMTC | Common Stock | Sale | $39,125 | -500 | -1.9% | $78.25 | 25,279 | 21 Jan 2026 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
This transaction is pursuant to a Rule 10b5-1 trading plan adopted by Mr. Walsh on July 9, 2025.