Warren Stone - 20 Jan 2026 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
Pres & Chief Operating Officer
Signature
/s/ Ali Olivo, Attorney-in-Fact
Issuer symbol
NEO
Transactions as of
20 Jan 2026
Net transactions value
-$276,682
Form type
4
Filing time
21 Jan 2026, 21:01:45 UTC
Previous filing
15 Jan 2026
Next filing
24 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Stone Warren Pres & Chief Operating Officer 9490 NEOGENOMICS WAY, FORT MYERS /s/ Ali Olivo, Attorney-in-Fact 21 Jan 2026 0001955295

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Sale $276,682 -22,128 -15% $12.50 121,631 20 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 166,113 20 Jan 2026 Common Stock 166,113 $11.21 Direct F1
holding NEO Stock Option (Right to Buy) 53,969 20 Jan 2026 Common Stock 53,969 $19.65 Direct F2
holding NEO Performance Stock Unit 21,204 20 Jan 2026 Common Stock 21,204 $0.000000 Direct F3, F4
holding NEO Restricted Stock Unit 9,613 20 Jan 2026 Common Stock 9,613 $0.000000 Direct F4, F5
holding NEO Stock Option (Right to Buy) 42,344 20 Jan 2026 Common Stock 42,344 $16.45 Direct F6
holding NEO Restricted Stock Unit 16,886 20 Jan 2026 Common Stock 16,886 $0.000000 Direct F4, F7
holding NEO Performance Stock Unit 25,330 20 Jan 2026 Common Stock 25,330 $0.000000 Direct F4, F8
holding NEO Stock Option (Right to Buy) 29,976 20 Jan 2026 Common Stock 29,976 $13.96 Direct F9
holding NEO Restricted Stock Unit 17,908 20 Jan 2026 Common Stock 17,908 $0.000000 Direct F4, F10
holding NEO Performance Stock Unit 17,908 20 Jan 2026 Common Stock 17,908 $0.000000 Direct F4, F11
holding NEO Restricted Stock Unit 59,382 20 Jan 2026 Common Stock 59,382 $0.000000 Direct F4
holding NEO Stock Option (Right to Buy) 143,266 20 Jan 2026 Common Stock 143,266 $13.05 Direct F12, F13
holding NEO Restricted Stock Unit 84,317 20 Jan 2026 Common Stock 84,317 $0.000000 Direct F4, F14
holding NEO Stock Option (Right to Buy) 94,518 20 Jan 2026 Common Stock 94,518 $10.44 Direct F15, F16
holding NEO Restricted Stock Unit 52,687 20 Jan 2026 Common Stock 52,687 $0.000000 Direct F4, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 On December 1, 2022, Mr. Stone was granted 166,113 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F2 On May 11, 2023, Mr. Stone was granted 53,969 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F3 On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
F6 On February 23, 2024, Mr. Stone was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F7 On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
F8 On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F9 On May 2, 2024, Mr. Stone was granted 29,976 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F10 On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11 On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F12 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%
F13 On February 21, 2025, Mr. Stone was granted 143,266 stock options. At the time of the grant, the options vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President &Chief Operating Officer on April 1, 2025, the vesting schedule of these options was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F14 On February 21, 2025, Mr. Stone was granted 84,317 restricted stock units. At the time of the grant, the restricted stock units vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone'spromotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these restricted stock units was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grantdate.
F15 This stock option was granted as a premnium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.
F16 On April 1, 2025, Mr. Stone was granted 94,518 stock options. The options vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F17 On April 1, 2025, Mr. Stone was granted 52,687 restricted stock units. The restricted stock units vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.