Mark Pearson - 20 Jan 2026 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
President and CEO, Director
Signature
/s/ Swathi Padmanabhan as attorney-in-fact for Mark Pearson
Issuer symbol
EQH
Transactions as of
20 Jan 2026
Net transactions value
-$1,834,298
Form type
4
Filing time
21 Jan 2026, 16:10:06 UTC
Previous filing
19 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pearson Mark President and CEO, Director C/O EQUITABLE HOLDINGS, INC., 1345 AVENUE OF THE AMERICAS, NEW YORK /s/ Swathi Padmanabhan as attorney-in-fact for Mark Pearson 21 Jan 2026 0001512442

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $630,496 +27,200 +4.1% $23.18 692,645 20 Jan 2026 Direct F1, F2
transaction EQH Common Stock Sale $1,560,131 -33,838 -4.9% $46.11 658,807 20 Jan 2026 Direct F1, F2, F3
transaction EQH Common Stock Sale $274,166 -5,862 -0.89% $46.77 652,945 20 Jan 2026 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $630,496 -27,200 -14% $23.18 163,200 20 Jan 2026 Common Stock 27,200 $23.18 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.
F2 Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
F3 This transaction was executed in multiple trades at prices ranging from $45.6350 to $46.6349. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F4 This transaction was executed in multiple trades at prices ranging from $46.6350 to $46.9600 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F5 Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.