Nick Lane - 15 Jan 2026 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Reporting Person's title is: President of Equitable Financial.
Signature
/s/ Swathi Padmanabhan as attorney-in-fact for Nick Lane
Issuer symbol
EQH
Transactions as of
15 Jan 2026
Net transactions value
-$1,197,687
Form type
4
Filing time
16 Jan 2026, 16:13:10 UTC
Previous filing
19 Dec 2025
Next filing
13 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lane Nick Reporting Person's title is: President of Equitable Financial. C/O EQUITABLE HOLDINGS, INC, 1345 AVENUE OF THE AMERICAS, NEW YORK /s/ Swathi Padmanabhan as attorney-in-fact for Nick Lane 16 Jan 2026 0001441552

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $231,800 +10,000 +8.3% $23.18 129,958 15 Jan 2026 Direct F1, F2
transaction EQH Common Stock Sale $476,474 -10,000 -7.7% $47.65 119,958 15 Jan 2026 Direct F1, F2, F3
transaction EQH Common Stock Sale $476,516 -10,000 -8.3% $47.65 109,958 15 Jan 2026 Direct F3
transaction EQH Common Stock Sale $476,497 -10,000 -9.1% $47.65 99,958 15 Jan 2026 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -10,000 -23% $0.000000 34,417 15 Jan 2026 Common Stock 10,000 $23.18 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2025.
F2 Total includes Restricted Stock Units.
F3 This transaction was executed in multiple trades at prices ranging from $47.2000 to $48.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Remarks:

Reporting Person's title is: President of Equitable Financial.