Jillian Halm - 12 Jan 2026 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Role
Chief Accounting Officer
Signature
/s/ Jillian Halm
Issuer symbol
TWO
Transactions as of
12 Jan 2026
Net transactions value
-$21,364
Form type
4
Filing time
12 Jan 2026, 16:18:02 UTC
Previous filing
09 Jan 2026
Next filing
15 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Halm Jillian Chief Accounting Officer TWO HARBORS INVESTMENT CORP., 1601 UTICA AVENUE SOUTH, SUITE 900, ST. LOUIS PARK /s/ Jillian Halm 12 Jan 2026 0002035881

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TWO Common stock, par value $0.01 per share Award $0 +1,847 +9.7% $0.000000 20,956 12 Jan 2026 Direct F1
transaction TWO Common stock, par value $0.01 per share Sale $21,364 -1,744 -8.3% $12.25 19,212 12 Jan 2026 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Plan.
F2 The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F3 The price reported in Column 4 is a weighted average price paid. These shares were purchased in multiple transactions at prices ranging from $12.23 to $12.30, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.