| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Allan Donald | Executive Chair, Director | 1000 STANLEY DRIVE, NEW BRITAIN | /s/ Donald J. Riccitelli, Attorney-in-Fact | 30 Dec 2025 | 0001379111 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +953 | +0.76% | 125,760 | 29 Dec 2025 | Direct | F1 | ||
| transaction | SWK | Common Stock | Tax liability | $31,308 | -417 | -0.33% | $75.08 | 125,343 | 29 Dec 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -953 | -100% | $0.000000 | 0 | 29 Dec 2025 | Common Stock | 953 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | As previously reported, on December 29, 2021, the reporting person was granted 3,979 RSUs of which 167 RSUs vested on December 31, 2021, and the remaining RSUs vested in four approximately equal annual installments beginning on the first anniversary of the grant date. |