| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Allan Donald | Director | 1000 STANLEY DRIVE, NEW BRITAIN | /s/ Donald J. Riccitelli, Attorney-in-Fact | 2025-12-09 | 0001379111 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +3.17K | +2.57% | 126K | Dec 6, 2025 | Direct | F1 | ||
| transaction | SWK | Common Stock | Tax liability | -$101K | -1.38K | -1.1% | $72.62 | 125K | Dec 6, 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -3.17K | -100% | $0.00 | 0 | Dec 6, 2025 | Common Stock | 3.17K | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units. |
| F3 | As previously reported, on December 6, 2022, the reporting person was granted 9,916 RSUs of which 417 RSUs vested on December 19, 2022, and the remaining RSUs vested in three approximately equal annual installments beginning on the first anniversary of the grant date. |