Ronnie L. Fleming - 30 Sep 2025 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
President and CEO, Director
Signature
/s/ Suzette Prante, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
30 Sep 2025
Net transactions value
-$38,800
Form type
4
Filing time
02 Oct 2025, 19:38:24 UTC
Previous filing
02 Sep 2025
Next filing
04 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fleming Ronnie L President and CEO, Director C/O GLOBAL WATER RESOURCES, INC., 21410 N 19TH AVENUE #205, PHOENIX /s/ Suzette Prante, attorney-in-fact 02 Oct 2025 0001673005

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $0 +3,767 +3.7% $0.000000 106,410 30 Sep 2025 Direct F1
transaction GWRS Common Stock Disposed to Issuer $38,800 -3,767 -3.5% $10.30 102,643 30 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Restricted Stock Units Award $0 +56 +0.25% $0.000000 22,816 30 Sep 2025 Common Stock 56 Direct F1, F2, F3
transaction GWRS Restricted Stock Units Options Exercise $0 -3,767 -17% $0.000000 19,049 30 Sep 2025 Common Stock 3,767 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F3 The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
F4 The RSUs are exercisable at time of vesting and do not have a set expiration date.