IAN DAVID HAFT - 01 Oct 2025 Form 4 Insider Report for AMBAC FINANCIAL GROUP INC (AMBC)

Role
Director
Signature
William White, attorney-in-fact
Issuer symbol
AMBC
Transactions as of
01 Oct 2025
Net transactions value
$0
Form type
4
Filing time
02 Oct 2025, 16:03:47 UTC
Previous filing
30 Sep 2025
Next filing
05 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HAFT IAN DAVID Director AMBAC FINANCIAL GROUP, INC., ONE WORLD TRADE CENTER, 41ST FLOOR, NEW YORK William White, attorney-in-fact 02 Oct 2025 0001573787

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMBC Restricted Stock Units Award $0 +4,126 $0.000000 4,126 01 Oct 2025 Common Stock 4,126 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
F2 RSU's granted on October 1, 2025 shall vest one year later on October 1, 2026. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.