Daniel Gay - 22 Sep 2025 Form 4 Insider Report for Pattern Group Inc. (PTRN)

Role
Director
Signature
/s/ Allison Fletcher, Attorney-in-Fact
Issuer symbol
PTRN
Transactions as of
22 Sep 2025
Net transactions value
-$16,926,000
Form type
4
Filing time
24 Sep 2025, 21:19:45 UTC
Previous filing
18 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gay Daniel Director C/O PATTERN GROUP INC., 1441 WEST INNOVATION WAY, SUITE 500, LEHI /s/ Allison Fletcher, Attorney-in-Fact 24 Sep 2025 0002085229

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTRN Common Stock Conversion of derivative security +3,909,393 3,909,393 22 Sep 2025 By KSV Pattern, LLC F1, F2, F3
transaction PTRN Common Stock Other -3,909,393 -100% 0 22 Sep 2025 By KSV Pattern, LLC F1, F3
transaction PTRN Series A Common Stock Other +3,909,393 3,909,393 22 Sep 2025 By KSV Pattern, LLC F1, F3
transaction PTRN Series A Common Stock Sale $13,161,749 -1,010,887 -26% $13.02 2,898,506 22 Sep 2025 By KSV Pattern, LLC F3, F4
transaction PTRN Common Stock Conversion of derivative security +1,118,588 1,118,588 22 Sep 2025 By KSV Pattern II, LLC F1, F2, F5
transaction PTRN Common Stock Other -1,118,588 -100% 0 22 Sep 2025 By KSV Pattern II, LLC F1, F5
transaction PTRN Series A Common Stock Other +11,185,888 1,118,588 22 Sep 2025 By KSV Pattern II, LLC F1, F5
transaction PTRN Series A Common Stock Sale $3,764,251 -289,113 -26% $13.02 829,475 22 Sep 2025 By KSV Pattern II, LLC F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTRN Series A Preferred Stock Conversion of derivative security -3,909,393 -100% 0 22 Sep 2025 Common Stock 3,909,393 By KSV Pattern, LLC F1, F2, F3
transaction PTRN Series A Preferred Stock Conversion of derivative security -61,854 -100% 0 22 Sep 2025 Common Stock 61,854 By KSV Pattern II, LLC F1, F2, F5
transaction PTRN Series B Preferred Stock Conversion of derivative security -434,663 -100% 0 22 Sep 2025 Common Stock 1,056,734 By KSV Pattern II, LLC F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 of the Securities Exchange Act of 1934, as amended, each share of Common Stock, $0.001 par value per share ("Common Stock"), was reclassified into one share of Series A Common Stock, $0.001 par value per share ("Series A Common Stock"), immediately prior to the completion of the Issuer's initial public offering of Series A Common Stock (the "Offering").
F2 Each share of Series A Preferred Stock converted into one share of Common Stock on a one-for-one basis immediately prior to the completion of the Offering. The shares of Series A Preferred Stock had no expiration date.
F3 These shares are owned directly by KSV Pattern, LLC ("KSV Pattern"). The managing member of KSV Pattern is KS Global Innovation Partners LLC ("KS Global"), and the member of KS Global is K12 Investments, LLC ("K12 Investments"). The Reporting Person is a member of K12 Investments. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The shares were sold in the Offering pursuant to an underwriting agreement by and among the Issuer, the representatives of the underwriters and the selling stockholders named therein, dated September 18, 2025. The price of $13.02 represents the $14.00 Offering price per share of Series A Common Stock of the Issuer less the underwriting discounts and commissions of $0.98 per share, for shares sold to the underwriters pursuant to the Offering.
F5 These shares are owned directly by KSV Pattern II, LLC ("KSV Pattern II). The managing member of KSV Pattern II is KS Global, and the member of KS Global is K12 Investments. The Reporting Person is a member of K12 Investments. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The shares of Series B Preferred Stock converted on a one-for-2.431157114 basis into shares of Common Stock immediately prior to the completion of the Offering. The shares of Series B Preferred Stock had no expiration date.