Robin M. Raju - 22 Sep 2025 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Chief Financial Officer
Signature
Michael Brudoley as attorney-in-fact for Robin Raju
Issuer symbol
EQH
Transactions as of
22 Sep 2025
Net transactions value
-$1,430,612
Form type
4
Filing time
23 Sep 2025, 16:28:58 UTC
Previous filing
14 Aug 2025
Next filing
03 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Raju Robin M Chief Financial Officer C/O EQUITABLE HOLDINGS, INC., 1345 AVENUE OF THE AMERICAS, NEW YORK Michael Brudoley as attorney-in-fact for Robin Raju 23 Sep 2025 0001854854

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $163,525 +8,726 +5.8% $18.74 159,984 22 Sep 2025 Direct F1
transaction EQH Common Stock Options Exercise $397,815 +17,162 +11% $23.18 177,146 22 Sep 2025 Direct F1
transaction EQH Common Stock Sale $1,991,952 -36,888 -21% $54.00 140,258 22 Sep 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -8,726 -100% $0.000000 0 22 Sep 2025 Common Stock 8,726 $18.74 Direct F2
transaction EQH Employee Stock Options (right to buy) Options Exercise $0 -17,162 -100% $0.000000 0 22 Sep 2025 Common Stock 17,162 $23.18 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes Restricted Stock Units.
F2 Grant of employee stock options under the Issuer's omnibus incentive plans. The options vested/vest in three equal annual installments beginning on February 14, 2020. The number of securities underlying the initial derivative security grant was reported on a Form 3 filing dated April 9, 2021. All other options under this grant were executed prior to Reporting Person's appointment to Section 16 Officer.
F3 Grant of employee stock options under the Issuer's omnibus incentive plans. The options vested/vest in three equal annual installments beginning on February 26, 2021. The number of securities underlying the initial derivative security grant was reported on a Form 3 filing dated April 9, 2021. All other options under this grant were executed prior to Reporting Person's appointment to Section 16 Officer.