June Ou - 10 Sep 2025 Form 3 Insider Report for Figure Technology Solutions, Inc. (FIGR)

Role
Director, 10%+ Owner
Signature
/s/ Ron Chillemi, Attorney-in-Fact
Issuer symbol
FIGR
Transactions as of
10 Sep 2025
Transactions value $
$0
Form type
3
Filing time
10 Sep 2025, 19:48:12 UTC
Next filing
24 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ou June Director, 10%+ Owner C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO /s/ Ron Chillemi, Attorney-in-Fact 10 Sep 2025 0002079717

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FIGR Class A Common Stock 6.88M 10 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FIGR Class B Common Stock 10 Sep 2025 Class A Common Stock 25M By Spouse F1
holding FIGR Class B Common Stock 10 Sep 2025 Class A Common Stock 2.24M By Rockfish LLC F1
holding FIGR Class B Common Stock 10 Sep 2025 Class A Common Stock 3.19M By Children's Trust 1 F1
holding FIGR Class B Common Stock 10 Sep 2025 Class A Common Stock 3.19M By Children's Trust 2 F1
holding FIGR Class B Common Stock 10 Sep 2025 Class A Common Stock 1.06M By Family Trust F1
holding FIGR Series Seed Preferred Stock 10 Sep 2025 Class B Common Stock 4.75M By Family Trust F2
holding FIGR Stock Option 10 Sep 2025 Class B Common Stock 4.56M $4.82 By Spouse F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 447K $2.12 Direct F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 1.6M $4.96 Direct F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 1.75M $4.82 Direct F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 161K $3.23 Direct F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 500K $4.82 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
F2 Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust will automatically convert into one share of Class A Common Stock, which will be immediately exchanged for one share of Class B Common Stock. The preferred stock does not have an expiration date.
F3 The option is fully vested and currently exercisable.
F4 The option vests in 24 monthly installments beginning on April 18, 2024.

Remarks:

Exhibit 24 - Power of Attorney.