Michael Benjamin Tannenbaum - 10 Sep 2025 Form 3 Insider Report for Figure Technology Solutions, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Ron Chillemi, Attorney-in-Fact
Issuer symbol
FIGR on Nasdaq
Transactions as of
10 Sep 2025
Net transactions value
$0
Form type
3
Filing time
10 Sep 2025, 19:48:06 UTC
Previous filing
16 Sep 2025
Next filing
20 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tannenbaum Michael Benjamin Chief Executive Officer, Director C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO /s/ Ron Chillemi, Attorney-in-Fact 10 Sep 2025 0002079716

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FIGR Class A Common Stock 5,118,274 10 Sep 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FIGR Series C-1 Preferred Stock 10 Sep 2025 Class A Common Stock 8,263 Direct F2
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 4,587,350 $4.82 Direct F3
holding FIGR Stock Option 10 Sep 2025 Class A Common Stock 530,135 $10.51 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,117,485 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock and will vest according to the terms of the applicable award agreement.
F2 Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer will automatically convert into one share of Class A Common Stock. The preferred stock does not have an expiration date.
F3 The option vested with respect to one quarter of the underlying shares on April 22, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.
F4 The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney.