Harish Jayabalan - 15 Aug 2025 Form 4 Insider Report for MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX)

Role
EVP, CISO and CRO
Signature
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact
Issuer symbol
MIAX
Transactions as of
15 Aug 2025
Net transactions value
$0
Form type
4
Filing time
19 Aug 2025, 16:06:44 UTC
Previous filing
15 Aug 2025
Next filing
11 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Jayabalan Harish EVP, CISO and CRO C/O MIAMI INTERNATIONAL HOLDINGS, INC., 7 ROSZEL ROAD, SUITE 1A, PRINCETON /s/Alessandra Maria Corona Henriques, Attorney-in-Fact 19 Aug 2025 0002080538

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MIAX Common Stock Conversion of derivative security +500 +1% 50,385 15 Aug 2025 Direct F1
transaction MIAX Common Stock Conversion of derivative security +43,442 +626% 50,385 15 Aug 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MIAX Series B Preferred Stock Conversion of derivative security $0 -500 -100% $0.000000 0 15 Aug 2025 Common Stock 500 Direct F1
transaction MIAX Nonvoting Common Stock Conversion of derivative security $0 -43,442 -100% $0.000000 0 15 Aug 2025 Common Stock 43,442 Direct F2
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -21,999 -100% $0.000000 0 15 Aug 2025 Series B Preferred Stock 21,999 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +21,999 $0.000000 21,999 15 Aug 2025 Common Stock 21,999 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -16,666 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 16,666 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +16,666 $0.000000 16,666 15 Aug 2025 Common Stock 16,666 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -8,333 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 8,333 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +8,333 $0.000000 8,333 15 Aug 2025 Common Stock 8,333 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -8,333 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 8,333 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +8,333 $0.000000 8,333 15 Aug 2025 Common Stock 8,333 $12.00 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -6,570 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 6,570 $15.22 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +6,570 $0.000000 6,570 15 Aug 2025 Common Stock 6,570 $15.22 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -6,195 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 6,195 $16.14 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +6,195 $0.000000 6,195 15 Aug 2025 Common Stock 6,195 $16.14 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 -3,878 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 3,878 $25.78 Direct F3, F4
transaction MIAX Incentive Stock Option (Right to Buy) Options Exercise $0 +3,878 $0.000000 3,878 15 Aug 2025 Common Stock 3,878 $25.78 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -3,001 -100% $0.000000 0 15 Aug 2025 Series B Preferred Stock 3,001 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +3,001 $0.000000 3,001 15 Aug 2025 Common Stock 3,001 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -20,834 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 20,834 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +20,834 $0.000000 20,834 15 Aug 2025 Common Stock 20,834 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -16,667 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 16,667 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +16,667 $0.000000 16,667 15 Aug 2025 Common Stock 16,667 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -16,667 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 16,667 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +16,667 $0.000000 16,667 15 Aug 2025 Common Stock 16,667 $12.00 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -23,430 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 23,430 $15.22 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +23,430 $0.000000 23,430 15 Aug 2025 Common Stock 23,430 $15.22 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -26,304 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 26,304 $16.14 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +26,304 $0.000000 26,304 15 Aug 2025 Common Stock 26,304 $16.14 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 -8,621 -100% $0.000000 0 15 Aug 2025 Nonvoting Common Stock 8,621 $25.78 Direct F3, F4
transaction MIAX Nonqualified Stock Option (Right to Buy) Options Exercise $0 +8,621 $0.000000 8,621 15 Aug 2025 Common Stock 8,621 $25.78 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 500 shares of Series B Preferred Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's initial public offering ("IPO") and which have no expiration date.
F2 Represents 43,442 shares of Nonvoting Common Stock that have been converted into shares of Common Stock on a one-for-one basis upon the closing of the Company's IPO and which have no expiration date. 4,500 of those shares are held jointly with his spouse with right of survivorship.
F3 The options were granted initially as the right to buy Nonvoting Common Stock or Series B Preferred Stock, as applicable. On the closing date of the IPO, these converted to the right to buy Common Stock instead of Nonvoting Common Stock or Series B Preferred Stock, as applicable, for the same price and under the same conditions.
F4 The options are fully vested.