Kelly Rodriques - 18 Jul 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Chief Executive Officer, Director
Signature: /s/ James Nevin, Attorney-in-Fact
Issuer symbol: FRGE
Transactions as of: 18 Jul 2025
Net transactions value: $0
Form type: 4
Filing time: 22 Jul 2025, 15:37:50 UTC
Previous filing: 14 Jul 2025
Next filing: 13 Aug 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Rodriques Kelly	Chief Executive Officer, Director	4 EMBARCADERO CENTER, FLOOR 15, SAN FRANCISCO	/s/ James Nevin, Attorney-in-Fact	22 Jul 2025	0001916605

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+36,800	+6.7%	$0.000000	586,388	18 Jul 2025	Direct	F1
holding	FRGE	Common Stock, $0.0001 par value per share						4,718	18 Jul 2025	By Forge Trust Co CFBO Kelly Rodriques Roth IRA

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 100% of the PSUs shall satisfy the Time Condition on March 28, 2026, provided that the Grantee continues to have a Service Relationship with the Company at such time. Subject to the Time Condition described above, the PSUs shall satisfy the Performance Vesting only if one of the following events occurs on or before December 31, 2026: (i) the average closing price of the Company's common stock for any given 20 consecutive trading day period starting from March 28, 2025 is equal to or higher than $30; or (ii) a Sale Event occurs in which the Sale Price is at least $30.

Content

These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 100% of the PSUs shall satisfy the Time Condition on March 28, 2026, provided that the Grantee continues to have a Service Relationship with the Company at such time. Subject to the Time Condition described above, the PSUs shall satisfy the Performance Vesting only if one of the following events occurs on or before December 31, 2026: (i) the average closing price of the Company's common stock for any given 20 consecutive trading day period starting from March 28, 2025 is equal to or higher than $30; or (ii) a Sale Event occurs in which the Sale Price is at least $30.