Mark Pearson - 15 Jul 2025 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Reporting relationship: President and CEO, Director
Issuer ticker: EQH
Reported as of: 15 Jul 2025
Net transaction value: -$1,103,000
SEC form: 4
Accepted by SEC: 16 Jul 2025, 16:48:29 UTC
Prior SEC filing: 18 Jun 2025
Next SEC filing: 14 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Michael Brudoley as attorney-in-fact for Mark Pearson

Key filing fact

Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 16 Jul 2025.

Key facts

This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
6 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Jul 2025, 16:48.

Change

Previous filing in this sequence was filed on 18 Jun 2025.
Current net transaction value: -$1,103,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001512442 Primary reporting owner

Pearson Mark

Relationship: President and CEO, Director
Address: C/O EQUITABLE HOLDINGS, INC., 1345 AVENUE OF THE AMERICAS, NEW YORK
Signature: /s/ Michael Brudoley as attorney-in-fact for Mark Pearson
Signature date: 16 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQH transaction

Common Stock

Options Exercise

Transaction value: $463,600
Shares: +20,000
Change %: +2.8%
Price: $23.18
Shares after: 744,367
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2

EQH transaction

Common Stock

Sale

Transaction value: $1,028,437
Shares: -19,700
Change %: -2.6%
Price: $52.20
Shares after: 724,667
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2, F3

EQH transaction

Common Stock

Sale

Transaction value: $15,915
Shares: -300
Change %: -0.04%
Price: $53.05
Shares after: 724,367
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2, F4

EQH transaction

Common Stock

Sale

Transaction value: $511,625
Shares: -9,800
Change %: -1.4%
Price: $52.21
Shares after: 714,567
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2, F5

EQH transaction

Common Stock

Sale

Transaction value: $10,624
Shares: -200
Change %: -0.03%
Price: $53.12
Shares after: 714,367
Date: 15 Jul 2025
Ownership: Direct
Footnotes: F1, F2, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EQH transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -20,000
Change %: -5.8%
Price: $0.000000
Shares after: 326,400
Date: 15 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $23.18
Footnotes: F1, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 7 footnotes

Footnote F1

The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

Footnote F2

Includes Restricted Stock Units.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.7800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Footnote F4

This transaction was executed in multiple trades at prices ranging from $52.9500 to $53.1000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Footnote F5

This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.6400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Footnote F6

This transaction was executed at a price of $53.1200, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.

Footnote F7

Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.