Equitable Holdings, Inc. - 10 Jul 2025 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P.

Role: Affiliate of holder of general partnership units., 10%+ Owner
Signature: /s/ Michael Brudoley, Assistant Secretary, Equitable Holdings, Inc.
Issuer symbol: N/A
Transactions as of: 10 Jul 2025
Net transactions value: $0
Form type: 4
Filing time: 14 Jul 2025, 09:36:18 UTC
Previous filing: 04 Apr 2025
Next filing: 13 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Equitable Holdings, Inc.	Affiliate of holder of general partnership units., 10%+ Owner	1345 AVENUE OF THE AMERICAS, NEW YORK	/s/ Michael Brudoley, Assistant Secretary, Equitable Holdings, Inc.	14 Jul 2025	0001333986

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction		Units	Other	$0	+19,682,946	+32%	$0.000000	81,445,154	10 Jul 2025	Direct	F1, F2, F3, F4
holding		Units						75,851,289	10 Jul 2025	Held by affiliate	F1, F4
holding		Units						41,934,582	10 Jul 2025	Held by additional affiliate	F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction		Exchange Right	Other	$0	+14,894,140	+311%	$0.000000	19,682,946	10 Jul 2025	Units	14,894,140	$0.000000	Direct	F2, F3
transaction		Exchange Right	Other	$0	-19,682,946	-100%	$0.000000	0	10 Jul 2025	Units	19,682,946	$0.000000	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").
F2	As previously disclosed by the Reporting Person ("EQH") on a Form 4 filed with the Securities and Exchange Commission on December 19, 2024, EQH and AB entered into a Master Exchange Agreement (the "Exchange Agreement") providing for the issuance by AB of up to 10,000,000 AB Units to EQH and any of its wholly-owned subsidiaries in exchange for an equal number of units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") owned by EQH or any such subsidiary. At the time the Exchange Agreement was entered into, AB and EQH exchanged 5,211,194 AB Holding Units for AB Units (thereby reducing the 10,000,000 AB Units available for future exchange to 4,788,806 AB Units), and the acquired AB Holding Units were retired.
F3	On July 10, 2025, AB entered in an Amended and Restated Exchange Agreement (the "Amended Exchange Agreement") to increase the AB Units that remain available for exchange from 4,788,806 AB Units to 19,682,946 AB Units. At the time the Amended Exchange Agreement was entered into, AB and EQH exchanged 19,682,946 AB Holding Units for AB Units and the acquired AB Holding Units were retired. For more information concerning EQH's holdings of AB Holding Units, see its separate Form 4 filing with respect to AB Holding Units.
F4	Prior to the exchange, EQH beneficially owned directly 61,762,208 AB Units and beneficially owned indirectly 75,851,289 AB Units beneficially owned directly by Alpha Units Holdings, Inc., a wholly-owned subsidiary of EQH, and beneficially owned indirectly 41,934,582 AB Units beneficially owned directly by Alpha Units Holdings II, Inc, also a wholly-owned subsidiary of EQH. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

Remarks:

Affiliate of holder of general partnership units.