Michael P. Rafferty - 01 Jul 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
Adam D Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
01 Jul 2025
Net transactions value
$0
Form type
4
Filing time
02 Jul 2025, 16:04:42 UTC
Previous filing
05 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rafferty Michael P Director 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS Adam D Nelson, Attorney-in-fact 02 Jul 2025 0001621769

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +613 +1.7% $0.000000 37,043 01 Jul 2025 Direct F1, F2
holding TFIN Depository Shares 9,338 01 Jul 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.
F3 Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.