Adam D. Nelson - 01 Jul 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role: EVP and General Counsel
Signature: /s/ Adam D. Nelson
Issuer symbol: TFIN
Transactions as of: 01 Jul 2025
Net transactions value: -$210,560
Form type: 4
Filing time: 02 Jul 2025, 16:01:32 UTC
Previous filing: 05 May 2025
Next filing: 26 Aug 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Nelson Adam D	EVP and General Counsel	12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS	/s/ Adam D. Nelson	02 Jul 2025	0001621766

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TFIN	Common Stock	Sale	$210,560	-3,500	-10%	$60.16	31,332	01 Jul 2025	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F2	Consists of (i) 27,268 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.