Lawrence E. Leibowitz - 20 Jun 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Reporting relationship: Director
Issuer ticker: FRGE
Reported as of: 20 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 24 Jun 2025, 20:51:34 UTC
Prior SEC filing: 21 Apr 2025
Next SEC filing: 22 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ James Nevin, Attorney-in-Fact

Key filing fact

Lawrence E. Leibowitz filed Form 4 for Forge Global Holdings, Inc. (FRGE) on 24 Jun 2025.

Key facts

This page summarizes Lawrence E. Leibowitz's Form 4 filing for Forge Global Holdings, Inc. (FRGE).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 24 Jun 2025, 20:51.

Change

Previous filing in this sequence was filed on 21 Apr 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001276505 Primary reporting owner

LEIBOWITZ LAWRENCE E

Relationship: Director
Address: 4 EMBARCADERO CENTER, FLOOR 15, SAN FRANCISCO
Signature: /s/ James Nevin, Attorney-in-Fact
Signature date: 24 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FRGE transaction

Common Stock, $0.0001 par value per share

Award

Transaction value: $0
Shares: +11,333
Change %: +72%
Price: $0.000000
Shares after: 27,183
Date: 20 Jun 2025
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.

Footnote F2

On April 14, 2025, the Issuer effected a 1-for-15 reverse split of the Issuer's common stock, resulting in proportionate adjustments to the number of shares of common stock beneficially owned by the Reporting Person. Accordingly, the securities reported on this Form 4 have been adjusted to reflect the reverse stock split.