Richard A. Shapiro - 03 Feb 2025 Form 4 Insider Report for Evolv Technologies Holdings, Inc. (EVLV)

Role
Director
Signature
/s/ Rachel Roy, Attorney-in-fact for Richard Shapiro
Issuer symbol
EVLV
Transactions as of
03 Feb 2025
Net transactions value
$0
Form type
4
Filing time
24 Jun 2025, 16:13:50 UTC
Previous filing
02 Aug 2024
Next filing
16 Apr 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shapiro Richard A Director C/O EVOLV TECHNOLOGIES HOLDINGS, INC., 500 TOTTEN POND ROAD, 4TH FLOOR, WALTHAM /s/ Rachel Roy, Attorney-in-fact for Richard Shapiro 24 Jun 2025 0001648814

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVLV Class A Common Stock Options Exercise $0 +12,515 +125% $0.000000 22,515 19 Jun 2025 Direct
holding EVLV Class A Common Stock 30,000 03 Feb 2025 Held by spouse
holding EVLV Class A Common Stock 15,000 03 Feb 2025 Held by a trust F1
holding EVLV Class A Common Stock 7,600 03 Feb 2025 Held by spouse in a retirement plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVLV Restricted Stock Units Award $0 +12,515 $0.000000 12,515 03 Feb 2025 Class A Common Stock 12,515 Direct F2, F3, F4
transaction EVLV Restricted Stock Units Options Exercise $0 -12,515 -100% $0.000000 0 19 Jun 2025 Class A Common Stock 12,515 Direct F2, F4
transaction EVLV Restricted Stock Units Award $0 +27,050 $0.000000 27,050 20 Jun 2025 Class A Common Stock 27,050 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust.
F2 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.
F3 The RSUs were automatically and effectively made on February 3, 2025, pursuant to Evolv's Non-Employee Director Compensation Policy upon the Reporting Person's appointment to the Board. Due to an administrative error, the issuance and the Form 4 were delayed. The Reporting Person did not sell or otherwise transfer any of these shares prior to this filing.
F4 The RSUs vested in full on June 19, 2025.
F5 The RSUs will vest in full at the earlier of June 20, 2026 or the day immediately preceding the Issuer's next annual meeting date.