Rohit Kapoor - Jun 13, 2025 Form 4 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
Chairman & CEO, Director
Signature
/s/ Ajay Ayyappan, Attorney-in-Fact
Stock symbol
EXLS
Transactions as of
Jun 13, 2025
Transactions value $
$0
Form type
4
Date filed
6/17/2025, 06:18 PM
Previous filing
May 6, 2025
Next filing
Nov 7, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kapoor Rohit Chairman & CEO, Director 320 PARK AVENUE, 29TH FLOOR, NEW YORK /s/ Ajay Ayyappan, Attorney-in-Fact 2025-06-17 0001373630

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXLS Common Stock, par value $0.001 per share Gift $0 -525 -0.05% $0.00 997K Jun 13, 2025 Direct F1
holding EXLS Common Stock, par value $0.001 per share 886K Jun 13, 2025 See Footnote F2
holding EXLS Common Stock, par value $0.001 per share 420K Jun 13, 2025 See Footnote F3
holding EXLS Common Stock, par value $0.001 per share 420K Jun 13, 2025 See Footnote F4
holding EXLS Common Stock, par value $0.001 per share 666K Jun 13, 2025 See Footnote F5
holding EXLS Common Stock, par value $0.001 per share 201K Jun 13, 2025 See footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXLS Restricted Stock Units Award $0 +96.9K $0.00 96.9K Jun 17, 2025 Common Stock, par value $0.001 per share 96.9K Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Rohit Kapoor.
F2 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F3 Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F4 Owned by the Shikha Kapoor 2005 Family Trust.
F5 Owned by the Rohit Kapoor 2016 Family Trust
F6 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
F7 Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
F8 The restricted stock units will vest in four equal annual installments, beginning on February 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan).

Remarks:

On June 17, 2025 the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, are not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and are excluded from this report. Remarks: Mr. Ayyappan is the Company's General Counsel.