Jennifer Phillips - 19 May 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
19 May 2025
Net transactions value
-$7,500
Form type
4
Filing time
21 May 2025, 20:00:09 UTC
Previous filing
15 May 2025
Next filing
02 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Phillips Jennifer Chief Revenue & Growth Officer 4 EMBARCADERO CENTER, FLOOR 15, SAN FRANCISCO /s/ Mark P. Lee, Attorney-in-Fact 21 May 2025 0002003248

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Sale $7,500 -500 -2.4% $15.00 20,059 19 May 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.