Nick Lane - 15 May 2025 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role: Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions
Signature: /s/ Michael Brudoley as attorney-in-fact for Nick Lane
Issuer symbol: EQH
Transactions as of: 15 May 2025
Net transactions value: -$148,666
Form type: 4
Filing time: 16 May 2025, 16:49:46 UTC
Previous filing: 16 Apr 2025
Next filing: 11 Jun 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lane Nick	Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions	C/O EQUITABLE HOLDINGS, INC, 1345 AVENUE OF THE AMERICAS, NEW YORK	/s/ Michael Brudoley as attorney-in-fact for Nick Lane	16 May 2025	0001441552

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EQH	Common Stock	Options Exercise	$115,900	+5,000	+3.6%	$23.18	144,073	15 May 2025	Direct	F1, F2
transaction	EQH	Common Stock	Sale	$264,566	-5,000	-3.5%	$52.91	139,073	15 May 2025	Direct	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EQH	Employee Stock Option (right to buy)	Options Exercise	$0	-5,000	-8.4%	$0.000000	54,417	15 May 2025	Common Stock	5,000	$23.18	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.
F2	Total includes Restricted Stock Units.
F3	This transaction was executed in multiple trades at prices ranging from $52.6900 to $53.4000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4	Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Remarks:

Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions