Aaron P. Graft - 01 May 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role: President & CEO, Director
Signature: /s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol: TFIN
Transactions as of: 01 May 2025
Net transactions value: $0
Form type: 4
Filing time: 05 May 2025, 18:22:34 UTC
Previous filing: 25 Feb 2025
Next filing: 10 Jun 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Graft Aaron P	President & CEO, Director	12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS	/s/ Adam D. Nelson, Attorney-in-fact	05 May 2025	0001621666

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TFIN	Common Stock	Award	$0	+11,665	+8.2%	$0.000000	154,198	01 May 2025	Direct	F1
transaction	TFIN	Common Stock	Award	$0	+3,360	+2.2%	$0.000000	157,558	01 May 2025	Direct	F2, F3
holding	TFIN	Common Stock						3,315	01 May 2025	By Spouse	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TFIN	Employee Stock Options	Award	$0	+22,376		$0.000000	22,376	01 May 2025	Common Stock	22,376	$54.38	Direct	F5, F6
holding	TFIN	Employee Stock Options						12,148	01 May 2025	Common Stock	12,148	$72.00	Direct	F5, F6
holding	TFIN	Employee Stock Options						15,823	01 May 2025	Common Stock	15,823	$51.25	Direct	F5, F6
holding	TFIN	Employee Stock Options						7,103	01 May 2025	Common Stock	7,103	$31.00	Direct	F5, F6
holding	TFIN	Employee Stock Options						9,739	01 May 2025	Common Stock	9,739	$38.75	Direct	F5, F6
holding	TFIN	Employee Stock Options						10,886	01 May 2025	Common Stock	10,886	$69.44	Direct	F5, F6
holding	TFIN	Employee Stock Options						15,823	01 May 2025	Common Stock	15,823	$51.25	Direct	F5, F6
holding	TFIN	Employee Stock Options						9,767	01 May 2025	Common Stock	9,767	$26.25	Direct	F5, F6
holding	TFIN	Employee Stock Options						8,269	01 May 2025	Common Stock	8,269	$88.63	Direct	F5, F6
holding	TFIN	Employee Stock Options						11,883	01 May 2025	Common Stock	11,883	$25.80	Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2	Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F3	Consists of (i) 136,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4	3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
F5	Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F6	Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.