Kelly Rodriques - 29 Nov 2024 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Issuer symbol
FRGE
Transactions as of
29 Nov 2024
Net transactions value
$0
Form type
4
Filing time
25 Mar 2025, 19:22:57 UTC
Previous filing
19 Nov 2024
Next filing
04 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Other $0 -689,045 -100% $0.000000 0 29 Nov 2024 By Operative Capital LP F1, F2
transaction FRGE Common Stock, $0.0001 par value per share Other $0 -1,541,674 -97% $0.000000 55,060 29 Nov 2024 By Operative Capital SPV I, LLC F1, F2
transaction FRGE Common Stock, $0.0001 par value per share Other $0 -11,591 -21% $0.000000 43,469 06 Dec 2024 By Operative Capital SPV I, LLC F1, F2
transaction FRGE Common Stock, $0.0001 par value per share Other $0 -43,469 -100% $0.000000 0 16 Dec 2024 By Operative Capital SPV I, LLC F1, F2
transaction FRGE Common Stock, $0.0001 par value per share Tax liability $0 -108,065 -1.3% $0.000000 8,408,576 21 Mar 2025 Direct F3
holding FRGE Common Stock, $0.0001 par value per share 69,772 29 Nov 2024 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata distribution of shares by the holder to its partners for no consideration. The Reporting Person did not receive any shares in this distribution.
F2 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.
F3 Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.