Earl R. Lewis - 22 Nov 2024 Form 4/A - Amendment Insider Report for TECOGEN INC. (TGEN)

Role
Director
Signature
/s/ Earl R. Lewis
Issuer symbol
TGEN
Transactions as of
22 Nov 2024
Net transactions value
+$142,000
Form type
4/A - Amendment
Filing time
25 Mar 2025, 17:12:06 UTC
Date Of Original Report
06 Dec 2024
Previous filing
25 Mar 2025
Next filing
05 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TGEN Common Stock Exercise of in-the-money or at-the-money derivative security $71,000 +100,000 +16% $0.7100 727,000 22 Nov 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TGEN Stock Option (Right to Buy) Options Exercise $71,000 +100,000 $0.7100 100,000 22 Nov 2024 Common Stock 100,000 $0.7100 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition by exercise of the right to purchase 100,000 shares for $0.71 per share pursuant to Stock Option Agreement dated 7/9/2020.
F2 Following the purchase of 100,000 shares on 11/22/2024, Mr. Lewis owned a total of 727,000 shares, and continued to hold options to purchase 100,000 additional shares at various prices.