Ichiro Aoki - 06 Mar 2025 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Mar 2025, 19:01:36 UTC
Prior SEC filing
04 Mar 2025
Next SEC filing
14 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Filing notes and source

Key filing fact

Ichiro Aoki filed Form 4 for indie Semiconductor, Inc. (INDI) on 10 Mar 2025.

Key facts

  • This page summarizes Ichiro Aoki's Form 4 filing for indie Semiconductor, Inc. (INDI).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 10 Mar 2025, 19:01.

Change

  • Previous filing in this sequence was filed on 04 Mar 2025.
  • Current net transaction value: -$7,554.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

INDI transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+6,250
Change %
+11%
Price
$0.000000
Shares after
62,070
Date
06 Mar 2025
Ownership
Direct
Footnotes
F1
INDI transaction

Class A Common Stock

Sale

Transaction value
$7,554
Shares
-2,605
Change %
-4.2%
Price
$2.90
Shares after
59,465
Date
07 Mar 2025
Ownership
Direct
Footnotes
F2
INDI holding

Class V Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,939,362
Date
06 Mar 2025
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

INDI transaction Derivative

Performance-based Restricted Stock Units

Award

Transaction value
$0
Shares
+12,500
Change %
Price
$0.000000
Shares after
12,500
Date
06 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
12,500
Exercise price
Footnotes
F3, F4
INDI transaction Derivative

Performance-based Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-6,250
Change %
-50%
Price
$0.000000
Shares after
6,250
Date
06 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
6,250
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.

Footnote F2

Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

Footnote F4

Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.

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